Assessment of programmed cell death ligand-1 expression with multiple immunohistochemistry antibody clones in non-small cell lung cancer
Original Article

Assessment of programmed cell death ligand-1 expression with multiple immunohistochemistry antibody clones in non-small cell lung cancer

Chen Pang1*, Limei Yin1*, Xiaojuan Zhou1*, Chuanfen Lei2, Ruizhan Tong1, Meijuan Huang1, Youling Gong1, Zhenyu Ding1, Jianxin Xue1, Jiang Zhu1, Yongsheng Wang1, Li Ren1, Lin Zhou1, Jin Wang1, Feng Peng1, Qiao Zhou2, You Lu1

1Department of Thoracic Oncology, Cancer Center and State Key Laboratory of Biotherapy, 2Department of Pathology, West China Hospital, Sichuan University, Chengdu 610021, China

Contributions: (I) Conception and design: Y Lu; (II) Administrative support: Y Lu; (III) Provision of study materials or patients: M Huang, Y Gong, Z Ding, J Zhu, Y Wang, L Ren, L Zhou, J Wang, F Peng; (IV) Collection and assembly of data: C Pang, L Yin, X Zhou, C Lei; (V) Data analysis and interpretation: C Pang, L Yin, X Zhou; (VI) Manuscript writing: All authors; (VI) Final approval of manuscript: All authors.

*These authors contributed equally to this work.

Correspondence to: Prof. You Lu. Department of Thoracic Oncology, Cancer Center and State Key Laboratory of Biotherapy, West China Hospital, Sichuan University, Chengdu 610021, China. Email:

Background: Programmed cell death-1 (PD-1) and programmed cell death ligand-1 (PD-L1) have been identified as novel targets for immunotherapy, with PD-L1 as a potential predictive biomarker. However, a specific antibody for PD-L1 expression is an immediate requirement. Meanwhile, the clinicopathological identification of patients with positive PD-L1 remains unclear.

Methods: The present study adopted three anti-PD-L1 IHC antibodies, SP142, SP263, and UMAB228 to test PD-L1 expression in 84 non-small cell lung cancer (NSCLC) specimens. The concordance among antibodies was examined by analytical comparison, and the association between PD-L1 expression and clinicopathological factors was assessed.

Results: The samples from 41 (48.8%), 51 (60.7%), and 50 (59.5%) patients were detected as PD-L1 positive evaluated by antibody SP142, SP263, and UMAB228, respectively. The kappa coefficient was 0.53, 0.58, and 0.46 for SP263 vs. SP142, SP263 vs. UMAB228, and SP142 vs. UMAB228, respectively. On the other hand, the univariate analysis of consensus cases indicated that the PD-L1 expression was significantly correlated with tobacco use (χ2=4.25, P=0.04).

Conclusions: The analytical comparison showed moderate concordance between SP142, SP263 and UMAB228, whereas SP263 exhibited higher overall positive rate. Moreover, PD-L1 positive rate was significantly higher in patients with smoking history, which might help in identifying patients who would benefit from PD-1/PD-L1 checkpoint inhibitors.

Keywords: Non-small cell lung cancer (NSCLC); immune checkpoint inhibitors; programmed cell death-1 (PD-1); programmed cell death ligand-1 (PD-L1); immunohistochemistry (IHC)

Submitted Jul 20, 2017. Accepted for publication Jan 09, 2018.

doi: 10.21037/jtd.2018.01.124


Programmed cell death-1 (PD-1) and programmed cell death ligand-1 (PD-L1) have been identified as novel targets for immunotherapy in diverse cancer types, including non-small cell lung cancer (NSCLC). Over the last 2 years, the U.S. Food and Drug Administration (FDA) have approved three PD-1 monoclonal antibodies, nivolumab, pembrolizumab and atezolizumab for advanced NSCLCs (1). Most recently, durvalumab has gained approval by FDA to treat patients with locally advanced or metastatic urothelial carcinoma (2).

Although clinical trials have demonstrated unequivocal benefits from this family of drugs, a predictive biomarker is not yet clarified. Since most clinical trials indicate that anti-PD-1/PD-L1 inhibitors have become a beneficial therapy for patients with high PD-L1 expression (3,4), assessing PD-L1 status by immunohistochemistry (IHC) is deemed as a predictive diagnostic test to identify potential responders (5,6). To date, trials have utilized different primary antibody clones and cut-off values for determining the positive staining. These various antibody clones include Dako22C3, Dako28-8, VentanaSP142, and VentanaSP263 that accompany the diagnostic assays for pembrolizumab, nivolumab, atezolizumab, and durvalumab, respectively. However, some studies indicated a substantial rate of response in tumors lacking PD-L1 (7). Furthermore, the prognostic value of PD-L1 expression remains controversial, with some studies showing that patients with high PD-L1 expression exhibit poor prognosis (3,8,9), while others found no prognostic value of PD-L1 expression (10).

The contrasting conclusions do not imply that PD-L1 is of limited value for prognostic and predictive analysis; instead, they might be potentially attributed to the challenging conditions of the PD-L1 assay. Multiple assays can be used to detect the PD-L1 status, including IHC, quantitative immunofluorescence (QIF), and in-situ hybridization (ISH). The latter two are not widely adopted in clinical practice owing to the complicated operation, prolonged duration and high cost. IHC tests allow localizing the targets and observing quantitatively; moreover, these methods are relatively inexpensive, performed rapidly, and accessible widely. Nevertheless, each therapeutic trial used its companions and antibodies without reference to a common standard, thereby leading to varied conclusions, which might result in the different treatment decision. Besides, it might be challenging to evaluate the accuracy and reliability of relevant clinical trials on the basis of varied IHC assays and analytical procedures.

The clinicopathological identification of patients with NSCLC expressing PD-L1 will be highly significant since PD-1 axis inhibitors have been recognized as a vital treatment option for NSCLCs. However, these efforts have been uncoordinated: some studies showed that PD-L1 positivity was significantly associated with male gender, smoking, advanced stage, squamous cell carcinoma, and wild-type epidermal growth factor receptor (EGFR) gene mutation status (11), while others demonstrated minimal association between PD-L1 expression and clinicopathological factors (12,13). Whether the utilization of various antibodies led to these conflicting results is in need to be substantiated.

In the present translational study, we conducted a head-to-head comparison of three primary IHC antibodies directed towards PD-L1, including SP142, SP263 and UMAB228 (an antibody newly developed by Beijing OriGene Technologies). The analytical comparison shed light on the convoluted status of PD-L1 IHC and on the decision making for the treatment of patients.


NSCLC sample cohort

A study cohort was constructed by reviewing the archives of NSCLC cases at the Department of Pathology, West China Hospital, from 2011 to 2016, retrospectively. Among the 84 cases, 42 resection specimens and 42 biopsies were included. All patients did not receive treatment before surgery or biopsy, including chemotherapy, radiotherapy or immunotherapy; nevertheless, these patients were selected as representative NSCLC cases for the estimation of the expression using multiple antibodies and assessment of the association between PD-L1 and clinicopathological characteristics. The clinicopathological features, including the age of sampling, sex, smoking history, histology, lymph node metastasis status, distant metastasis status, and driven gene mutation status were examined.

According to the ethical requirement, the study was approved by West China Hospital of Sichuan University Biomedical Research Ethics Committee, with the number of the approval 20170426. Besides, participants involved in the study had given informed consent before taking part in.

PD-L1 antibody clones

The tumor tissues were fixed with formalin, embedded in paraffin, and cut into 4 µm-thick sections for IHC staining. Consecutive sections were used to reduce the variability between assays due to tumor heterogeneity. The information of the three commercially available antibodies utilized in this study was summarized in Table 1.

Table 1
Table 1 Summary of three immunohistochemical methods utilized in the study
Full table


Fresh sections were deparaffinized and IHC staining was performed according to the manufacturer’s description. Control slides were stained in parallel to the experimental slides for reproducibility. After the inhibition of the endogenous peroxidase activity for 30 min with 3% H2O2 in methanol, tris-EDTA buffer (pH =8.0) was used for antigen retrieval at 100 °C for 10 min, followed by incubation with primary antibody (Ab) overnight at 4 °C in a humidified chamber. Subsequently, the slides were incubated with goat anti-mouse or goat anti-rabbit (corresponding to the primary Ab), Elivison amplification reagent for 30 min at room temperature, followed by incubation with diaminobenzidine (DAB) for 5 min at room temperature. The slides were then counterstained for 7 min at room temperature with hematoxylin and dehydrated for 1 min using gradient ethanol washes (70%, 85%, 95% and 100%) and finally in xylene for 5 min. Sections from human placentas were used as control slides.

Determination of PD-L1-positive staining

All sections were scored by two pathologists using a light microscope, and only stained tumor cell percentage was scored by the clinical standards for PD-L1 testing (14). Each pathologist was blinded to the staining protocols and scored the glass slides independently. Five high power fields of vision (400×) were randomly selected for each section, and the proportions of PD-L1-positive tumor cells was estimated as the number of stained tumor cells divided by the total number of tumor cells. Cases with <1% stained cells for SP142 and UMAB228 (1% cut-off), and with <25% stained cells for SP263 (25% cut-off) were considered negative (2,11).

Statistical analysis

The consistency of PD-L1 positivity using different PD-L1 antibodies was evaluated using kappa (κ) coefficients. According to the statistical criteria, κ within 0.4–0.75 is deemed as medium and high consistency, while κ <0.4 represents poor uniformity. Chi-square and Fisher’s exact tests were performed to evaluate the association between PD-L1 expression and clinic pathological factors. SPSS version 22 was employed for the statistical analysis. P<0.05 was considered statistically significant.


PD-L1 expression

The PD-L1 IHC staining was detected at the membrane of tumor cells in all assays. The samples from 41 (48.8%), 51 (60.7%), and 50 (59.5%) patients were detected as PD-L1 positive in SP142, SP263, and UMAB228 assays, respectively. A comparison of PD-L1 staining performance was manifested by a heatmap on a case-by-case basis (Figure 1). Figure 2 demonstrates the NSCLC samples that represent a range of positive cellular rate for PD-L1 in all the three assays.

Figure 1 The heatmap displaying PD-L1 expression for 84 cases by each antibody assay. Positive cases are shown in dark blue, while light blue corresponds to negative cases. PD-L1, programmed cell death ligand-1.
Figure 2 Immunohistochemical staining of PD-L1 in NSCLCs, showing 100%, 30%, 0% PD-L1-positive tumor cells stained, respectively (400× magnification, bar =50 µm). (A,B,C) SP263 assay demonstrating PD-L1 positive tumor cells; (D,E,F) UMAB228 assay demonstrating PD-L1 positive tumor cells; (G,H,I) SP142 assay demonstrating PD-L1-positive tumor cells. NSCLCs, non-small cell lung cancer; PD-L1, programmed cell death ligand-1.

PD-L1 comparison using multiple PD-L1 antibodies

For antibody SP142 and UMAB228, 15 and 8 cases detected negative were stained positive by SP263, respectively. Meanwhile, 16 cases were tested negative by SP142 when deemed positive by UMAB228. Figure 3 reveals relevance among three PD-L1 IHC antibody assays by the PD-L1 status of 84 cases.

Figure 3 Venn diagram showing PD-L1 status tested by three antibody assays. The overlapping area demonstrates concordant cases by two or three antibody clones. PD-L1, programmed cell death ligand-1.

To quantify the potential concordance in the proportions of stained carcinoma cells, κ was calculated between every two antibodies. The value of κ was 0.53 [95% confidence interval (CI), 0.37–0.71], 0.46 (95% CI: 0.28–0.63), and 0.58 (95% CI, 0.39–0.76), respectively for SP142 vs. SP263, SP142 vs. UMAB228, and SP263 vs. UMAB228, demonstrating moderate concordance between every each antibody.

PD-L1 expression and clinicopathological characteristics

Table 2 represents the PD-L1 expression tested by three antibodies and the corresponding clinicopathological characteristics. Among the cases tested by SP142 and SP263, no significant correlation was observed between clinicopathological characteristics and PD-L1 expression. For cases detected by UMAB228, the univariate analysis revealed that PD-L1 expression was associated with gender (χ2=9.66, P=0.00) and smoking status (χ2=4.68, P=0.03).

Table 2
Table 2 Clinicopathological factors stratified by PD-L1 status and assays (based on the results of three assays respectively)
Full table

In addition, to exclude the false-negative and false-positive cases that might lead to inaccuracies in the study, we selected the consensus cases tested by three antibodies and re-analyzed using the same method. Among the concordant samples, 31 cases showed positive PD-L1 expression, while 24 cases showed negative. Table 3 exhibits the correlation between PD-L1 expression and smoking history (χ2=4.25, P=0.04), which is partly consistent to those tested by UMAB228.

Table 3
Table 3 Clinical pathological factors stratified by PD-L1 status (based on the concordance of three assays)
Full table


Recent studies highlight the necessity of highly accurate, reliable IHC assays with great specificity and sensitivity. Among the three antibodies used in this study, SP142 is one of the most widely applied antibodies. The recent phase II POPLAR study and phase III OAK study showed that atezolizumab, with SP142 assay as a companion diagnostic, exhibited a survival benefit as compared to standard therapy in patients with NSCLC (1,15). The SP263 monoclonal antibody, raised against a synthetic peptide originated from the C-terminus of human PD-L1 protein, has also been used reproducibly in published clinical trials (16,17) and recently rendered as a complementary diagnostic for the assessment of PD-L1 expression. UMAB228 is a newly developed PD-L1 IHC antibody by Beijing OriGene Technologies, of which the specificity and sensitivity are demanded to be verified.

In the present study, moderate concordance was demonstrated between antibody SP263 and SP142, which have both been approved by FDA. However, SP263 showed a higher rate of tumor cell staining, suggesting the inherent difference among PD-L1 IHC antibodies. Ilie et al. (18) suggested that PD-L1 harbored only a small number of sites for binding the IHC antibodies as it contained only two hydrophilic regions, thereby making the IHC performance less efficient after slides fixed in formalin. Smith et al. (16) reported that several cases were assessed negative for PD-L1 expression with the E1L3N assay; however, with the SP263 assay, these cases displayed positive membrane staining. The Blueprint project conducted by Hirsch et al. (19) showed that the rate of positive staining by SP142 was lower than that with other antibodies including 28-8, 22C3, and SP263, which was partially consistent with our observations. Additionally, a German comparison study (20) came to the similar conclusion. Therefore, further studies are essential in order to determine whether SP263 is more preferable in clinical application.

UMAB228 is a newly developed PD-L1 IHC antibody, whose specificity and sensitivity remains to be verified. Our study indicated that UMAB228 exhibited concordance with both SP142 and SP263, suggesting the feasibility of UMAB228. However, due to the limited research available on UMAB228, more studies are required to explore its clinical value.

In addition, we demonstrated the relationship between PD-L1 expression and clinicopathological characteristics. The analysis of SP263 and SP142 cohort showed no significant correlation between PD-L1 expression and clinicopathological factors, which was consistent with the postulation of some other studies (12). However, PD-L1 expression tested by UMAB228 was significantly higher for males and patients with smoking history. Due to the inherent distinction of antibodies, the PD-L1 status evaluated by different assays may contribute to the varied conclusions.

To enable a reliable understanding of the potential association between PD-L1 status and clinicopathological characteristics, we selected consensus cases and analyzed by the same method. The results demonstrated correlation between PD-L1 expression and smoking status, which was partly consistent with the outcomes of UMAB228. Recent genetic analysis revealed that lung cancer from smokers exhibited 10-fold more somatic mutations than those from non-smokers (21). Another study suggested that for melanoma or non-small cell lung carcinoma, patients bearing higher level of somatic mutation showed elevated response rates to anti-PD-1/anti-PD-L1 inhibitors (22). Combining these findings with the current study, it can be speculated that smoking status might be valuable in identifying patients who might benefit from PD-1/PD-L1 inhibitors.

Nevertheless, the current study presents some limitations. One limitation is the lack of survival information and data for the response to PD-1/ PD-L1 inhibitors in this study. Secondly, the lack of a molecular gold standard for PD-L1 expression makes it difficult to unequivocally identify the positive cases and challenging to determine the prominence of the three antibodies. In further studies, we aspire to collect materials from more tumor types and a larger number of patients in order to provide recommendations for the optimization of PD-L1 testing.

In conclusion, these data may shed light on the convoluted status of PD-L1 biomarker testing. In the present study, the three antibodies demonstrated concordance with every each other, while SP263 exhibiting higher overall positive rate, based on the tumor cell staining results. The newly developed antibody UMAB228 showed concordance with both of the FDA-approved antibodies, SP142 and SP263. However, since relevant research is limited, more studies are essential for its optimization for clinical application. Besides, our study identified that PD-L1 positivity was significantly associated with smoking status. Moreover, the relationship between PD-L1 expression and clinicopathological characteristics might vary owing to the utilization of divergent antibodies, which suggests that the detection method requires intensive focus to achieve a specific conclusion and to guide the individualized treatment.


Funding: This study was funded by the National Natural Science Foundation of China (No. 81672982, 81101698) and Sichuan Provincial Research Foundation for Basic Research (No. 2016JY0050). We thank the Department of Pathology of West China Hospital for providing the assistance for this study.


Conflicts of Interest: The authors have no conflicts of interest to declare.

Ethical Statement: According to the ethical requirement, the study was approved by West China Hospital of Sichuan University Biomedical Research Ethics Committee, with the number of the approval 20170426. Besides, participants involving in the study had given informed consent before taking part.


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Cite this article as: Pang C, Yin L, Zhou X, Lei C, Tong R, Huang M, Gong Y, Ding Z, Xue J, Zhu J, Wang Y, Ren L, Zhou L, Wang J, Peng F, Zhou Q, Lu Y. Assessment of programmed cell death ligand-1 expression with multiple immunohistochemistry antibody clones in non-small cell lung cancer. J Thorac Dis 2018;10(2):816-824. doi: 10.21037/jtd.2018.01.124