Global trends in the burden of esophageal cancer, 1990−2019: results from the Global Burden of Disease Study 2019
Original Article

Global trends in the burden of esophageal cancer, 1990−2019: results from the Global Burden of Disease Study 2019

Yu Jiang1,2#^, Yuechun Lin1,2#, Yaokai Wen3#, Wenhai Fu1,4#, Rui Wang1,4, Jiaxi He1, Jianrong Zhang5, Zhufeng Wang6, Fan Ge1,4, Zhenyu Huo1,2, Runchen Wang1,2, Haoxin Peng1,2, Xiangrong Wu1,2, Jianxing He1, Shuben Li1

1Department of Thoracic Surgery and Oncology, The First Affiliated Hospital of Guangzhou Medical University, China National Center for Respiratory Medicine, China State Key Laboratory of Respiratory Disease & National Clinical Research Center for Respiratory Disease, Guangzhou, China; 2Department of Clinical Medicine, Nanshan School, Guangzhou Medical University, Guangzhou, China; 3Department of Medical Oncology, Shanghai Pulmonary Hospital & Thoracic Cancer Institute, Tongji University School of Medicine, Shanghai, China; 4Department of Clinical Medicine, First Clinical School, Guangzhou Medical University, Guangzhou, China; 5Department of General Practice and Centre for Cancer Research, Faculty of Medicine, Dentistry and Health Sciences, University of Melbourne, Melbourne, Australia; 6National Clinical Research Center for Respiratory Disease, State Key Laboratory of Respiratory Disease, Guangzhou Institute of Respiratory Health, The First Affiliated Hospital of Guangzhou Medical University, Guangzhou Medical University, Guangzhou, China

Contributions: (I) Conception and design: Y Jiang, S Li; (II) Administrative support: J He, S Li; (III) Provision of study materials or patients: Y Jiang, Y Lin, Y Wen, W Fu; (IV) Collection and assembly of data: Y Jiang, Y Lin; (V) Data analysis and interpretation: Y Jiang, Y Lin, W Fu; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

#These authors contributed equally to this work.

^ORCID: 0000-0001-7344-7274.

Correspondence to: Shuben Li, MD. Department of Thoracic Surgery and Oncology, The First Affiliated Hospital of Guangzhou Medical University, China National Center for Respiratory Medicine, China State Key Laboratory of Respiratory Disease & National Clinical Research Center for Respiratory Disease, Guangzhou, China. Email: 13500030280@163.com; Jianxing He, MD, PhD, FACS, FRCS, AATS active member, ESTS member. Department of Thoracic Surgery and Oncology, The First Affiliated Hospital of Guangzhou Medical University, China National Center for Respiratory Medicine, China State Key Laboratory of Respiratory Disease & National Clinical Research Center for Respiratory Disease, Guangzhou, China. Email: drjianxing.he@gmail.com.

Background: Esophageal cancer is one of the leading causes of cancer death worldwide. A deeper understanding of the trends in annual incidence, mortality, and disability-adjusted life-years (DALYs) of esophageal cancer is critical for management and prevention. In this study, we report on the disease burden of esophageal cancer in 204 countries and territories between 1990 and 2019 by age, sex, and sociodemographic index (SDI).

Methods: Data on incidence, mortality, and DALYs were extracted from the Global Burden of Diseases, Injuries, and Risk Factors Study (GBD) 2019. The estimated numbers and age-standardized rates for esophageal cancer in 2019 are presented in this paper, as well as trends from 1990 to 2019. All estimates are presented as counts and age-standardized rates per 100,000 population, with 95% uncertainty intervals (UIs) for each estimate.

Results: In 2019, nearly 535,000 (95% UI: 467,000−595,000) new cases of esophageal cancer occurred globally. Esophageal cancer was responsible for more than 498,000 (95% UI: 438,000−551,000) deaths and 11.7 million (95% UI: 10.4−12.9 million) DALYs. Worldwide age-standardized rates of esophageal cancer, including incidence, deaths, and DALYs, have declined since 1990. However, the trends differ across countries and territories. Notably, there was a nonlinear but generally inverse correlation between age-standardized DALY rates and SDI. Higher age-standardized incidence and death rates were observed in males compared to females, and both increased with age. Regarding risk factors, smoking, alcohol use, and high body-mass index were 3 predominant contributors to esophageal cancer DALYs in 2019 for both sexes worldwide.

Conclusions: This study found a global reduction in the esophageal cancer burden, but substantial heterogeneity remains across regions and countries. Hence, the identification of high-risk groups and the exploration of specific local strategies and primary prevention efforts are required.

Keywords: Esophageal cancer; incidence; mortality; risk factor; disease burden


Submitted Jun 20, 2022. Accepted for publication Nov 25, 2022. Published online Feb 01, 2023.

doi: 10.21037/jtd-22-856


Highlight box

Key findings

• This study found a decreasing global burden of esophageal cancer. However, the trends differed across countries and territories. A nonlinear but generally inverse correlation was observed between age-standardized disability-adjusted life-years (DALYs) and sociodemographic index (SDI).

What is known and what is new?

• Previous studies have reported various health metrics of esophageal cancer in different countries and regions around the world.

• This cross-sectional study provides the most up-to-date estimates of esophageal cancer incidence, deaths, and DALYs and their temporal trends from 204 countries and territories, with significant differences by gender, region, country, age, and SDI. In addition, the proportion of DALYs attributable to several recognized risk factors for esophageal cancer was presented.

What is the implication, and what should change now?

• Esophageal cancer is a highly fatal disease that requires effective early screening and primary prevention efforts, especially in some high-risk areas.


Introduction

Esophageal cancer is one of the most common causes of cancer-related mortality worldwide (1-3). Esophageal cancer, along with other types of gastrointestinal cancers, accounts for roughly one-third of all cancer-related disability-adjusted life-years (DALYs) (1,3). Notably, the economic burden of esophageal cancer continues to increase worldwide (4), highlighting the need to summarize the global burden of esophageal cancer to provide theoretical evidence for health care planning and resource allocation.

Esophageal cancer can be classified as squamous cell carcinoma and adenocarcinoma according to histological type. Squamous cell carcinoma is the most prevalent subtype worldwide, accounting for more than 85% of all cases (5). Given the absence of early symptoms before local advancement or metastatic deposit (6), more than half of esophageal cancer patients are diagnosed with distant metastases or irreversible lesions (7). Despite advances in diagnosis and treatment, the overall 5-year survival rate for esophageal cancer is less than 20% (8).

Previous epidemiological studies have reported the regional or country-specific burden of esophageal cancer, including its incidence, mortality, DALY rates, and risk factors (1,9,10). However, compared with other malignancies, there are relatively few studies devoted to the comprehensive assessment of the burden of esophageal cancer. In addition, global trends have not been updated since 2017 (11). Therefore, an updated report based on the latest data for esophageal cancer incidence, deaths, and DALYs is needed.

The Global Burden of Diseases, Injuries, and Risk Factors Study (GBD) 2019 database provides the latest comprehensive and comparable data on esophageal cancer incidence, death, and DALY rates at the global, regional, and country-specific level. This study is based on data from GBD 2019 and presents the updated burden of esophageal cancer and its attributable risk factors for 204 countries and territories between 1990 and 2019. Understanding cancer burden patterns may provide further insights into the specific etiology and management of esophageal cancer. We present the following article in accordance with the STROBE reporting checklist (available at https://jtd.amegroups.com/article/view/10.21037/jtd-22-856/rc).


Methods

Overview

Estimates on the incidence, mortality, and DALY rates of esophageal cancer were extracted from GBD 2019, which includes data on 369 diseases and injuries and 87 risk factors across 204 countries and territories and 21 GBD regions. The GBD methodology in detail and changes to GBD 2019 have been summarized in previous papers (12-14). Cancers in GBD 2019 have been classified into 30 groups according to the International Classification of Diseases 10th edition (ICD-10). The rates per 100,000 population were age-standardized by GBD standard population. Considering the uncertainty arising from measurement error, potential biases, and modeling, 95% uncertainty intervals (UIs) were employed for all estimates. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). Since this study is based on public data and does not involve any individual information, ethical approval is not required.

Data sources

Data sources for GBD 2019 included vital registration systems (22,020 site-years), sample vital registration systems (825 site-years), verbal autopsy reports (514 site-years), and cancer registries (5,288 site-years) (14). Among the data sources, only cancer registries provided both mortality and incidence data, while vital registration and verbal autopsy only provided mortality data. A site-year is a geographic unit that combines location with the calendar year and contributes data for a specific year. The ICD-10 classification codes for esophageal cancer are C15.0−C15.9, D00.1, and D13.0 (14).

Statistical analysis

Mortality estimation

Since data coverage and quality differed across regions, combining the existing data and modeling to estimate incidence and mortality was critical. Mortality-to-incidence ratios (MIRs) were first calculated in regions where incidence and mortality data were available for the same year. For other regions, a linear-step mixed-effects model with logit link functions was utilized to estimate MIRs, with the Healthcare Access and Quality (HAQ) Index, age, and sex as covariates. The estimates generated by this model were smoothed over time and space and further adjusted by spatiotemporal Gaussian process regression (14). The estimated mortality data for each region were calculated by multiplying the incidence data by the MIRs. The observed and estimated mortality data from MIRs were then fed into the Cause of Death Ensemble model (CODEm) to generate final mortality estimates (15). CODEm developed different personalized models with the highest predictive validity by integrating all available data and covariates to obtain the best fit.

Incidence, prevalence, and disability estimation

Estimates of esophageal cancer incidence were calculated by dividing mortality estimates by MIRs. To determine the DALYs for esophageal cancer, the total prevalence was divided into 4 sequelae: diagnosis and primary therapy phase, controlled phase, metastatic phase, and terminal phase (Table S1). DALYs were estimated by summing years lived with disability (YLDs) and years of life lost (YLLs). The YLDs were determined by multiplying sequel-specific prevalence by the corresponding disability weights, and the YLLs were obtained through the multiplication of the estimated number of deaths by the standard life expectancy for that age (14). Details of estimation methods and data sources have been published in a previous study (16).

Sociodemographic index (SDI) and risk factors

Risk factor quantification was based on the GBD 2019 comparative risk assessment (17). The SDI is a comprehensive indicator that investigates the relationship between the burden of esophageal cancer and a country’s socioeconomic development status. SDI ranges from 0 (worst) to 1 (best) and consists of the total fertility rate under the age of 25, the average education level for those aged 15 years and older, and the lag-distributed income per capita (12). The correlation between SDI level and the incidence, mortality, and DALY rates of esophageal cancer was then determined using linear correlation and fitted regression curves. We also presented the proportion of DALYs attributable to 6 recognized risk factors for esophageal cancer: smoking, alcohol use, high body-mass index (BMI), diet low in fruits, diet low in vegetables, and chewing tobacco.


Results

Global level

In 2019, nearly 535,000 (95% UI: 467,000−595,000) new cases of esophageal cancer were identified, with an age-standardized incidence rate of 6.5 (95% UI: 5.7−7.3) per 100,000 population. Global esophageal cancer-related deaths were 498,000 (95% UI: 438,000−551,000) in 2019, with an age-standardized mortality rate of 6.1 (95% UI: 5.4−6.8). Esophageal cancer was responsible for 11.7 million (95% UI: 10.4−12.9 million) DALYs in 2019, with an age-standardized rate of 139.8 (95% UI: 124.4−155.0) (Table 1).

Table 1

Incident cases, deaths, and DALYs of esophageal cancer and percentage change in age-standardized rates per 100,000 population in 2019 for both sexes by GBD regions

GBD regions Incidence (95% UI) Deaths (95% UI) DALYs (95% UI)
No. (95% UI) ASRs per 100,000 (95% UI) Percentage change in ASRs per 100,000 No. (95% UI) ASRs per 100,000 (95% UI) Percentage change in ASRs per 100,000 No. (95% UI) ASRs per 100,000 (95% UI) Percentage change in ASRs per 100,000
Global 534,563
(466,513, 595,343)
6.5
(5.7, 7.3)
−0.2
(−0.3, 0)
498,067
(438,411, 551,462)
6.1
(5.4, 6.8)
−0.3
(−0.3, −0.1)
11,666,017
(10,378,747, 12,938,949)
139.8
(124.4, 155.0)
−0.3
(−0.4, −0.1)
Andean Latin America 827
(670, 1,021)
1.5
(1.2, 1.9)
−0.2
(−0.4, 0)
889
(723, 1,091)
1.6
(1.3, 2.0)
−0.2
(−0.4, 0)
18,839
(15,081, 23,638)
101.1
(94.4, 108.2)
−0.3
(−0.4, −0.1)
Australasia 2,192
(1,767, 2,707)
4.4
(3.5, 5.5)
0
(−0.2, 0.2)
2,035
(1,830, 2,218)
4.0
(3.6, 4.4)
−0.1
(−0.1, 0)
39,885
(36,426, 43,385)
61.7
(52.7, 72.4)
−0.1
(−0.2, 0)
Caribbean 1,920
(1,641, 2,200)
3.7
(3.2, 4.2)
0
(−0.2, 0.1)
1,923
(1,649, 2,197)
3.7
(3.2, 4.2)
−0.1
(−0.2, 0.1)
47,316
(40,107, 54,718)
88.3
(85.0, 91.4)
0
(−0.2, 0.1)
Central Asia 4,834
(4,274, 5,679)
6.7
(6.0, 7.8)
−0.5
(−0.6, −0.4)
4,924
(4,359, 5,769)
7.1
(6.3, 8.2)
−0.5
(−0.6, −0.4)
129,818
(114,167, 153,552)
85.2
(78.0, 92.4)
−0.5
(−0.6, −0.5)
Central Europe 5,853
(5,109, 6,664)
2.9
(2.5, 3.3)
0
(−0.1, 0.1)
5,856
(5,124, 6,670)
2.9
(2.5, 3.2)
0
(−0.2, 0.1)
143,701
(124,717, 164,319)
75.8
(70.6, 82.6)
0
(−0.2, 0.1)
Central Latin America 3,869
(3,281, 4,511)
1.7
(1.4, 1.9)
−0.3
(−0.4, −0.2)
4,021
(3,391, 4,707)
1.7
(1.5, 2.0)
−0.3
(−0.4, −0.2)
90,775
(76,781, 107,044)
88.6
(84.3, 92.9)
−0.3
(−0.4, −0.2)
Central Sub-Saharan Africa 4,431
(2,378, 6,020)
8.4
(4.5, 11.6)
−0.2
(−0.4, 0)
4,509
(2,426, 6,141)
9.0
(4.8, 12.4)
−0.2
(−0.4, 0)
127,510
(68,514, 172,764)
67.8
(51.5, 81.6)
−0.2
(−0.4, 0)
East Asia 284,908
(220,166, 338,886)
13.7
(10.6, 16.3)
−0.3
(−0.5, −0.1)
263,307
(209,014, 314,860)
13.0
(10.2, 15.4)
−0.4
(−0.5, −0.2)
5,922,865
(4,733,467, 7,156,234)
33.4
(26.9, 42.0)
−0.4
(−0.6, −0.2)
Eastern Europe 11,086
(9,669, 12,604)
3.2
(2.8, 3.7)
−0.2
(−0.3, −0.1)
10,655
(9,298, 12,077)
3.1
(2.7, 3.5)
−0.3
(−0.4, −0.2)
277,541
(240,922, 316,272)
83.5
(72.6, 95.1)
−0.3
(−0.4, −0.2)
Eastern Sub-Saharan Africa 16,391
(12,431, 20,713)
10.0
(7.7, 12.6)
−0.1
(−0.2, 0.1)
16,940
(12,941, 21,344)
10.8
(8.3, 13.5)
−0.1
(−0.2, 0.1)
476,744
(361,802, 608,685)
267.1
239.2, 310.8)
−0.1
(−0.3, 0.1)
High-income Asia Pacific 25,159
(21,213, 29,616)
5.7
(4.8, 6.8)
−0.1
(−0.3, 0)
16,337
(14,651, 17,793)
3.5
(3.2, 3.8)
−0.3
(−0.3, −0.2)
306,118
(281,921, 333,763)
53.6
(40.4, 71.7)
−0.4
(−0.4, −0.3)
High-income North America 26,162
(22,461, 30,594)
4.2
(3.6, 5.0)
0.1
(−0.1, 0.3)
24,152
(22,876, 25,147)
3.8
(3.7, 4.0)
0.1
(0, 0.1)
524,630
(503,915, 544,030)
275.4
(221.9, 331.8)
0
(0, 0)
North Africa and Middle East 10,024
(7,415, 11,436)
2.4
(1.8, 2.7)
−0.1
(−0.2, 0.1)
9,968
(7,385, 11,383)
2.4
(1.9, 2.7)
−0.1
(−0.2, 0.1)
259,488
(183,343, 301,673)
55.6
(40.5, 63.8)
−0.1 (−0.3, 0)
Oceania 147
(110, 196)
2.2
(1.7, 2.9)
0
(−0.2, 0.2)
147
(111, 197)
2.3
(1.8, 3.0)
0
(−0.2, 0.2)
4,213
(3,133, 5,650)
131.0
(124.3, 137.7)
0
(−0.2, 0.2)
South Asia 53,488
(46,152, 72,051)
3.8
(3.3, 5.1)
−0.2
(−0.3, 0)
54,161
(46,992, 72,771)
3.9
(3.4, 5.2)
−0.2
(−0.3, 0)
1,476,590
(1,282,692, 1,962,191)
98.3
(85.5, 131.1)
−0.2
(−0.3, 0)
Southeast Asia 15,543
(13,193, 18,202)
2.5
(2.2, 3.0)
−0.1
(−0.2, 0.1)
15,330
(13,164, 17,964)
2.6
(2.2, 3.1)
−0.1
(−0.3, 0.1)
403,725
(342,843, 472,284)
38.0
(32.1, 44.8)
−0.1
(−0.3, 0)
Southern Latin America 3,945
(3,158, 4,943)
4.7
(3.8, 5.9)
−0.4
(−0.5, −0.2)
4,067
(3,769, 4,359)
4.8
(4.5, 5.2)
−0.4
(−0.4, −0.3)
83,206
(77,617, 89,099)
74.7
(64.5, 85.3)
−0.4
(−0.5, −0.4)
Southern Sub-Saharan Africa 5,942
(5,316, 6,943)
10.7
(9.6, 12.3)
−0.2
(−0.3, 0.1)
6,095
(5,489, 7,002)
11.3
(10.2, 12.8)
−0.2
(−0.3, 0.1)
159,882
(142,561, 188,482)
215.2
(115.5, 294.0)
−0.3
(−0.4, 0)
Tropical Latin America 12,684
(11,993, 13,294)
5.2
(4.9, 5.4)
−0.2
(−0.3, −0.2)
12,767
(11,996, 13,448)
5.2
(4.9, 5.5)
−0.2
(−0.3, −0.2)
328,430
(311,722, 345,187)
90.7
(76.9, 104.8)
-0.2
(-0.3, -0.2)
Western Europe 40,174
(35,133, 45,706)
4.6
(4.1, 5.3)
0
(−0.2, 0.1)
34,847
(32,416, 36,620
3.9
(3.6, 4.1)
−0.2
(−0.2, −0.1)
706,817
(669,630, 741,655)
164.8 (145.6, 193.1) −0.2
(−0.2, −0.2)
Western Sub-Saharan Africa 4,986
(3,776, 5,992)
2.7
(2.1, 3.2)
0.3
(0, 0.5)
5,135
(3,916, 6,146)
2.9
(2.2, 3.4)
0.3
(0, 0.5)
137,923
(104,912, 167,521)
263.4
(200.5, 332.9)
0.2
(−0.1, 0.5)

DALY, disability-adjusted life-year; GBD, Global Burden of Diseases, Injuries, and Risk Factors Study; UI, uncertainty interval; ASR, age-standardized rate.

Between 1990 and 2019, the global age-standardized incidence rate had decreased by 0.2% (95% UI: −0.3 to 0), mortality rate had decreased by 0.3% (95% UI: −0.3 to −0.1), and DALYs had decreased by 0.3% (95% UI: −0.4 to −0.1). During the same period, new cases of esophageal cancer had increased by 67.1%, from 320,000 (95% UI: 253,000−351,000) to 535,000 (95% UI: 467,000−595,000). The number of deaths had increased by 56.0%, from 319,000 (95% UI: 249,000−351,000) to 498,000 (95% UI: 438,000−551,000). The total DALYs had increased by 42.1%, from 8.2 million (95% UI: 6.3−9.1 million) to 11.7 million (95% UI: 10.4−12.9 million) (Table 1).

Regional level

The age-standardized incidence and mortality rate of esophageal cancer in 2019 varied considerably across the 21 GBD regions, with the highest age-standardized incidence rate observed in East Asia [13.7 (95% UI: 10.6−16.3)] per 100,000 population, followed by Southern Sub-Saharan Africa [10.7 (95% UI: 9.6−12.3)] and Eastern Sub-Saharan Africa [10.0 (95% UI: 7.7–12.6)]. In contrast, Andean Latin America [1.5 (95% UI: 1.2−1.9)], Central Latin America [1.7 (95% UI: 1.4−1.9)], and Oceania [2.2 (95% UI: 1.7−2.9)] had the lowest age-standardized incidence rates. Likewise, East Asia [13.0 (95% UI: 10.2−15.4)], Southern Sub-Saharan Africa [11.3 (95% UI: 10.2−12.8)], and Eastern Sub-Saharan Africa [10.8 (95% UI: 8.3−13.5)] were the top 3 regions for the highest age-standardized mortality rate, while Andean Latin America [1.6 (95% UI: 1.3−2.0)], Central Latin America [1.7 (95% UI: 1.5−2.0)], and Oceania [2.3 (95% UI: 1.8−3.0)] were the top 3 regions for lowest age-standardized mortality rate (Table 1). The regional-level age-standardized incidence and mortality rate estimates for all GBD regions in 2019 are depicted by sex in Figure 1A,1B, respectively.

Figure 1 The age-standardized incidence (A) and death rates (B) of esophageal cancer for 21 GBD regions by sex, 2019. GBD, Global Burden of Diseases, Injuries, and Risk Factors Study.

The percentage change in age-standardized incidence rate of esophageal cancer between 1990 and 2019 differed across the 21 GBD regions, with Central Asia [−51.5% (95% UI: −56.6% to −44.1%)], Southern Latin America [−36.7% (95% UI: −50.0% to −20.8%)], and East Asia [−33.0% (95% UI: −45.7% to −12.2%)] experiencing the sharpest drop. By contrast, upward trends were observed in Western Sub-Saharan Africa [28.8% (95% UI: −4.8% to 53.8%)] and High-income North America [9.4% (95% UI: −6.5% to 28.0%)]. With minor changes in rank order, regions with significant decreasing trends in age-standardized mortality rate of esophageal cancer throughout the study period included Central Asia [−51.3% (95% UI: −56.2% to −44.1%)], East Asia [−39.9% (95% UI: −51.2% to −19.9%)], and Southern Latin America [−39.0% (95% UI: −43.2% to −34.5%)], while increasing trends were found in Western Sub-Saharan Africa [29.3% (95% UI: −2.7% to 54.0%)] and High-income North America [6.0% (95% UI: 2.3−10.3%)] (Table 1). Figure 2A,2B show the percentage change in age-standardized incidence and mortality rate at the regional level by sex for all GBD regions from 1990 to 2019.

Figure 2 The percentage change in age-standardized incidence (A) and death rates (B) of esophageal cancer for 21 GBD regions by sex, 1990−2019. GBD, Global Burden of Diseases, Injuries, and Risk Factors Study.

National level

From among 204 countries and territories, the 3 highest age-standardized incidence rates of esophageal cancer were in Malawi [24.5 (95% UI: 18.7−32.5)], Mongolia [21.9 (95% UI: 14.5−28.0)], and Uganda [15.6 (95% UI: 12.1−19.5)]. In contrast, the lowest rates were seen in Nigeria [0.9 (95% UI: 0.6−1.6)], Syrian Arab Republic [0.9 (95% UI: 0.7−1.2)], and Tunisia [1.0 (95% UI: 0.7−1.3)] (Figure 3A & website: https://cdn.amegroups.cn/static/public/jtd-22-856-01.pdf). Similar results were obtained in age-standardized death rates, with Malawi [25.8 (95% UI: 19.8−33.9)], Mongolia [24.5 (95% UI: 15.3−31.3)], and Uganda [16.5 (95% UI: 12.8−20.6)] showing the highest death rates and Syrian Arab Republic [1.0 (95% UI: 0.7−1.2)], Tunisia [1.0 (95% UI: 0.7−1.3)], and Nigeria [1.0 (95% UI: 0.7−1.8)] showing the lowest rates (Figure 3B & website: https://cdn.amegroups.cn/static/public/jtd-22-856-01.pdf). Malawi [651.6 (95% UI: 481.6−882.9)], Mongolia [486.7 (95% UI: 364.2−628.7)], and Eswatini [409.4 (95% UI: 259.2−568.2)] had the 3 highest age-standardized DALY rates in 2019. By contrast, countries with the lowest DALY rates were Tunisia [21.4 (95% UI: 14.7−29.2)], Syrian Arab Republic [21.7 (95% UI: 16.1−28.5)], and Nigeria [21.9 (95% UI: 14.9−40.0)] (Figure 3C & website: https://cdn.amegroups.cn/static/public/jtd-22-856-01.pdf).

Figure 3 The age-standardized rates and percentage change in age-standardized rates of esophageal cancer for 204 countries and territories. (A) The age-standardized incidence rates of esophageal cancer, 2019. (B) The age-standardized mortality rates of esophageal cancer, 2019. (C) The age-standardized DALY rates of esophageal cancer, 2019. (D) The percentage change in age-standardized incidence rates of esophageal cancer, 1990−2019. (E) The percentage change in age-standardized mortality rates of esophageal cancer, 1990−2019. (F) The percentage change in age-standardized DALY rates of esophageal cancer, 1990−2019. DALY, disability-adjusted life-year.

Between 1990 and 2019, the estimated annual percentage change in age-standardized incidence rates of esophageal cancer varied substantially among countries and territories, with Northern Mariana Islands [88.6% (95% UI: −9.9% to 152.7%)], Taiwan (Province of China) [85.2% (95% UI: 40.7−148.5%)], and The Netherlands [84.5% (95% UI: 41.5−135.2%)] experiencing the most significant growth. In contrast, Turkmenistan [−70.1% (95% UI: −76.4% to −62.7%)], Kazakhstan [−63.2% (95% UI: −68.5% to −57.2%)], and Puerto Rico [−60.3% (95% UI: −70.0% to −48.4%)] had the sharpest decline (Figure 3D & website: https://cdn.amegroups.cn/static/public/jtd-22-856-01.pdf). The largest increase in age-standardized death rate was shown in Northern Mariana Islands [83.6% (95% UI: −12.5% to 143.1%)], followed by Sao Tome and Principe [69.7% (95% UI: 12.8−121.2%)] and Cabo Verde [66.5% (95% UI: 35.5−100.6%)]. By contrast, the strongest decreasing trends were observed in Turkmenistan [−70.2% (95% UI: −76.4% to −62.9%)], Singapore [−67.7% (95% UI: −72.1% to −62.4%)], and Kazakhstan [−63.3% (95% UI: −68.6% to −57.3%)] (Figure 3E & website: https://cdn.amegroups.cn/static/public/jtd-22-856-01.pdf). For age-standardized DALY rate, the most significant increases were found in Northern Mariana Islands [80.7% (95% UI: −15.8% to 145.4%)], Taiwan (Province of China) [75.5% (95% UI: 33.1−136.2%)], and Romania [70.6% (95% UI: 34.1−108.4%)], while Turkmenistan [−70.3% (95% UI: −76.7% to −62.8%)], Singapore [−69.3% (95% UI: −73.5% to −64.4%)], and Kazakhstan [−64.8% (95% UI: −69.8% to −58.8%)] showed the largest downward trends (Figure 3F & website: https://cdn.amegroups.cn/static/public/jtd-22-856-01.pdf).

Burden of esophageal cancer by SDI

The correlation between regional and national age-standardized DALY rates of esophageal cancer and SDI, together with the expected DALY rate based on SDI, are depicted in Figure 4. The expected pattern represented the average relationship between SDIs and age-standardized rates for esophageal cancer based on values from all countries from 1990 to 2019. The high-SDI regions, including Australasia, Central Europe, Eastern Europe, Western Europe, Southern Latin America, High-income North America, and High-income Asia Pacific, closely followed the expected patterns throughout the study period. However, the actual rates differed substantially among the middle-SDI regions. Some regions were still far below the expected DALY rate with little change, while others remained well above the expected level with fluctuating or declining age-standardized rates (Figure 4A). Similarly, the national-level analysis in 2019 found an overall negative nonlinear correlation between age-standardized DALY rates of esophageal cancer and SDI (Figure 4B). Identical trends were observed in the age-standardized incidence and mortality rates in relation to SDI (Figures S1,S2).

Figure 4 Age-standardized DALY rates of esophageal cancer for 21 GBD regions (A) and 204 countries and territories (B) by SDI, 1990−2019. Expected values based on SDI and disease rates in all locations are shown as the black line. For each region, points from left to right depict estimates from each year from 1990 to 2019. DALY, disability-adjusted life-year; GBD, Global Burden of Diseases, Injuries, and Risk Factors Study; SDI, sociodemographic index.

Age and sex patterns

Incidence, mortality, and DALY rates differed by age and sex in 2019. The global incidence and mortality rates of esophageal cancer began to rise at the age of 50, while DALY rates started climbing at the age of 40, and both had a falling trend in the oldest age groups. Generally, males had higher incidence, mortality, and DALY rates than females in all age groups (Figure 5). Comparable findings were obtained in the age-standardized incidence, mortality, and DALY rates, with 3.0 times higher incidence rates, 3.2 times higher mortality rates, and 3.4 times higher DALY rates in males than in females (website: https://cdn.amegroups.cn/static/public/jtd-22-856-01.pdf).

Figure 5 Global number and age-standardized rates of incidence (A), deaths (B), and DALYs (C) of esophageal cancer by age and sex, 2019. The box plots indicate numbers and line plots indicate rates per 100,000 population. Dashed lines indicate 95% upper and lower uncertainty intervals. DALY, disability-adjusted life-year.

Risk factors

The percentage of DALYs attributable to risk factors in 2019 demonstrated various patterns among regions and age groups. Globally, the following 6 risk factors were responsible for a substantial proportion of DALYs, including 40.7% (95% UI: 36.6−44.5%) attributable to smoking, 24.1% (95% UI: 18.4−29.7%) to alcohol use, 18.9% (95% UI: 6.0−36.0%) to high BMI, 10.7% (95% UI: 3.4−22.6%) to a diet low in fruits, 3.6% (95% UI: 0.6−7.1%) to a diet low in vegetables, and 4.1% (95% UI: 2.8−5.5%) to use of chewing tobacco (Figure 6). The impact of these risk factors differed across regions. The proportion of age-standardized DALYs attributable to smoking was highest in Eastern Europe (49.7%) and East Asia (48.5%) and lowest in Andean Latin America (17.2%). Similarly, the impact of alcohol use was greatest in Central Europe (37.7%) and Western Europe (37.1%) and lowest in North Africa and the Middle East (3.6%). Moreover, the influence of these risk factors varied across age groups. The highest percentage of attributable DALYs for smoking and alcohol consumption was observed in populations aged 60−64 and 50−54, respectively (Figure 7). The sex-specific estimates of DALYs attributable to risk factors are shown in Figures S3-S6.

Figure 6 Proportion of esophageal cancer DALYs attributable to risk factors for 21 GBD regions for both sexes, 2019. BMI, body mass index; DALY, disability-adjusted life-year; GBD, Global Burden of Diseases, Injuries, and Risk Factors Study.
Figure 7 Proportion of esophageal cancer DALYs attributable to risk factors by age for both sexes, 2019. BMI, body mass index; DALY, disability-adjusted life-year.

Discussion

Esophageal cancer is a significant contributor to the global cancer burden. In this study, we reported on GBD 2019 estimates of the latest trends and patterns of the incidence, mortality, and DALYs of esophageal cancer and further identified relevant risk factors through gender and age stratification in 204 countries and territories from 1990 to 2019. Overall, the total number of cases, deaths, and DALYs has been increasing worldwide. Fortunately, the age-standardized incidence, mortality, and DALY rates have steadily declined globally, which may be attributable to improvements in socioeconomic level, prevention and treatment strategies, and population health awareness. Our findings are generally consistent with the Global Cancer Incidence, Mortality and Prevalence (GLOBOCAN) project, although our estimates were slightly lower than theirs, with an estimated 535,000 new cases and 498,000 deaths in GBD 2019, versus 604,000 new cases and 544,000 deaths in GLOBOCAN 2020 (18). These discrepancies could be attributed to the different datasets and methodology used in each study. Specifically, since data in GBD is weighted based on the level of completeness, more weight might have been given to data from high-income countries, which have more complete data and lower esophageal cancer incidence rates.

GBD estimates revealed a geographic variation in age-standardized incidence rates of esophageal cancer. Specifically, the estimates showed a decrease in most parts of the world, especially in regions with squamous cell carcinoma as the major histologic subtype, but there was an increase in regions with adenocarcinoma as the predominant subtype, emphasizing the necessity of distinguishing between these 2 common histologic subtypes and further investigating the etiologies of high-risk areas.

The highest age-standardized incidence, mortality, and DALY rates were observed in some regions of East and Central Asia, as well as in Southern, Eastern, and Central sub-Saharan Africa. In Asia, the region with the highest risk of esophageal cancer, extending from Northern Iran through Central Asia to Mongolia and North-Central China, is dubbed the so-called “Asian esophageal cancer belt” (19), with 90% of cases being squamous cell carcinoma (20-22). This area is consistent with the ancient Silk Road established by China 2000 years ago (23), which may be related to some shared environmental risks or genetic structures along this route (21,24). However, as yet, the contributing risk factors for the high incidence and mortality rates in the “Asian esophageal cancer belt” have not been thoroughly investigated, although they are thought to be associated with nutritional deficiencies (25), low intake of fruits and vegetables (26), poor oral hygiene (27), chewing betel quid (28), as well as consumption of pickled vegetables (29) and high-temperature beverages and foods (30-33). In Africa, the area with a high incidence of esophageal cancer is referred to as the “African esophageal cancer corridor”, which runs from Ethiopia and Kenya to South Africa (34,35). Similarly, esophageal squamous cell carcinoma comprises the majority of cases in this region. So far, major risk factors in the “African esophageal cancer corridor” have yet to be elucidated, although tobacco use (36), alcohol consumption (36,37), dental fluorosis (35), hot beverage consumption (37), and exposure to biomass smoke (38,39) have been suspected. The incidence of esophageal squamous cell carcinoma is steadily decreasing in most parts of the world. For certain high-risk areas in Asia, economic development and diet quality improvement may have had some influence on the decline of esophageal cancer incidence (40). Since approximately 90% of esophageal squamous cell carcinoma cases in the United States and several other western countries are caused by tobacco use and excessive drinking (41), the decline is thought to be primarily due to long-term smoking cessation and reduction in alcohol consumption (40), which corroborates with the fact that males had a higher incidence of esophageal cancer than females (36).

Adenocarcinoma accounts for nearly two-thirds of esophageal cancer cases in high-income countries, with smoking (42,43), obesity (44), gastroesophageal reflux disease (GERD) (45), and Barrett’s esophagus (46,47) being the main risk factors. Over the last 3 decades, the incidence rate of esophageal adenocarcinoma has risen rapidly, surpassing that of squamous cell carcinoma in several western countries, and more recently, in some eastern countries (8,48). The underlying causes may be the increasing incidence of overweight and GERD, as well as the declining incidence of Helicobacter pylori infection, which has been proven to be inversely associated with esophageal adenocarcinoma (49). Given the rising prevalence of obesity, these trends are likely to continue for years to come, and being overweight may become an increasingly important contributor in the future burden of esophageal cancer (5,50).

In this study, smoking, chewing tobacco, alcohol use, high BMI, and low fruit and vegetable intake were identified as important risk factors attributable to esophageal cancer. It is worthwhile mentioning that some specific risk factors may differ in the 2 major histologic types, for instance, obesity was correlated with a higher risk of esophageal adenocarcinoma but did not appear to increase the risk of squamous cell carcinoma (51). In addition, smoking was another critical risk factor contributing to esophageal cancer. A meta-analysis assessed the risk of esophageal cancer after smoking cessation by histologic type, demonstrating no significant reduction in the risk of adenocarcinoma compared with squamous cell carcinoma (52). The discrepancies in the risk factors suggested the different pathogenesis of the 2 subtypes. To address the increasing global burden of esophageal cancer, the above-mentioned risk factors should be closely monitored and controlled in the future. For instance, both smoking cessation and control of alcohol consumption are recommended to reduce the risk of squamous cell carcinoma, especially for populations in western countries. For adenocarcinoma, it is critical to slow down the growing rates of obesity and metabolic syndrome, which are also important risk factors for other common chronic illnesses such as cardiovascular disease and other cancers.

The current study found an inverse association between age-standardized DALY rates of esophageal cancer and SDI at the regional and national levels. These results were in line with prior epidemiological studies that have reported a negative correlation between esophageal squamous cell carcinoma and socioeconomic status (21,53-55). Although the incidence of squamous cell carcinoma has decreased in recent years, it still comprises the vast majority of esophageal cancer cases globally. Hence, an inverse association between esophageal cancer and SDI was observed on a global scale, which may be attributed to several correlated and interconnected variables. Specifically, low SDI is a proxy for lower intake of certain nutrients and exposure to certain environmental risk factors associated with esophageal cancer. Previous studies have identified that, in Malawi, the country with the highest incidence of esophageal cancer, iron (Fe), magnesium (Mg), zinc (Zn), and selenium (Se) intake were generally lower, which might have been related to the local low-pH soils (56,57). Moreover, low SDI was associated with unimproved water sources, poor oral health, consumption of hot beverages, air pollution, and exposure to biomass smoke, which have been proven to be well-established risk factors for esophageal squamous cell carcinoma (32,37,53). In addition, the lack of effective diagnostic tools in low-income countries may have given rise to the high incidence rate of esophageal cancer (58,59). These findings might help us understand the substantial decline in the incidence of esophageal squamous cell carcinoma, which may be related to improved socioeconomic status worldwide (60).

GBD estimates have provided high-quality data on global cancer burden, yet the outcomes of our study were affected by several limitations. The major limitation of the current study was the lack of high-quality data in certain regions, especially in low-income countries, leading to biased estimates of esophageal cancer incidence and mortality. For example, in some low- or middle-SDI regions, morbidity or mortality data were either scarce or unavailable. In addition, ascertainment bias, detection bias, and inaccuracy in diagnosis may have further reduced the accuracy of the estimates. Hence, a model based on predictive covariates and nearby locations was utilized to estimate the outcomes. However, this modeling may have introduced greater bias for esophageal cancer than for other cancers as the incidence of esophageal squamous cell carcinoma may vary significantly within a short geographic distance. An additional limitation of this study was the paucity of independent data for the 2 subtypes. As mentioned above, the epidemiologic features are drastically different for the 2 predominant histological subtypes of esophageal cancer (21), but data for these 2 subtypes have not yet been separately obtained in GBD. Further studies using esophageal cancer data stratified by histologic subtypes could shed more light on how genetic susceptibility and environmental exposure contribute to increased risk of esophageal cancer.


Conclusions

In conclusion, esophageal cancer incidence, deaths, and DALYs appeared to be increasing globally, suggesting a greater burden on the global health care system, especially among males and countries with lower SDI. However, age-standardized incidence, deaths, and DALY rates for esophageal cancer have declined, which may be related to the intensive reduction of major known and potential risk factors such as smoking and alcohol consumption. The burden of esophageal cancer was largely heterogeneous in geographical distributions, reflecting differences in the corresponding genetic and environmental risk factors, as well as levels of socioeconomic status, lifestyle, and resources for early screening and therapeutic care. Understanding these trends is critical for developing and implementing appropriate preventive and treatment strategies.


Acknowledgments

We highly appreciate the works by the Global Burden of Disease Study 2019 collaborators. Besides, we thank the language editing work from AME language editing service.

Funding: This work was supported by China National Science Foundation (Grant Nos. 82022048 and 81871893) and the Key Project of Guangzhou Scientific Research Project (Grant No. 201804020030).


Footnote

Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at https://jtd.amegroups.com/article/view/10.21037/jtd-22-856/rc

Peer Review File: Available at https://jtd.amegroups.com/article/view/10.21037/jtd-22-856/prf

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://jtd.amegroups.com/article/view/10.21037/jtd-22-856/coif). Jianxing He serves as Executive Editor-in-Chief of Journal of Thoracic Disease. The other authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). Since this study is based on public data and does not involve any individual information, ethical approval is not required.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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(English Language Editors: A. Muijlwijk)

Cite this article as: Jiang Y, Lin Y, Wen Y, Fu W, Wang R, He J, Zhang J, Wang Z, Ge F, Huo Z, Wang R, Peng H, Wu X, He J, Li S. Global trends in the burden of esophageal cancer, 1990−2019: results from the Global Burden of Disease Study 2019. J Thorac Dis 2023;15(2):348-364. doi: 10.21037/jtd-22-856

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